Investment Law

Unit 1

Meaning of Investment and Securities.

Unit 2

Legal Regulations of Investment in Securities - Shares and Debentures of a Company: · (a) Private Company · (b) Public Company · (c) Other Companies

Unit 3

Legal Regulations of Investment in Securities Listed at Stock Exchange: · (a) General Knowledge of the Stock Exchange · (b) Procedure for Buying / Selling Corporate Securities through Stock Exchange · (c) Role and Functions of the Securities Exchange Board of India.

• SEBI — formation of SEBI Board, role of SEBI (Banking Companies and NBFC's)

Unit 4

Legal Regulations of Portfolio Investment in Corporate Securities · Legal Regulations of Investment through Mutual Funds · Legal Regulations of Fixed Deposits with Companies and Rights of Depositors

• Acceptances of deposits Definition of Deposits Eligibility to accept Deposits Applicability

Unit 5

Legal Regulations of Investment through Life Insurance Schemes, Unit-Linked Insurance Plan, Public Provident Fund, National Saving Schemes, Units, Post-Office Scheme, Deposits in Bank and Other Schemes in the Form of Bonds. · Legal Regulations of Foreign Investment in Indian Securities and Indian Investments in Foreign Securities;

Unit 6

Law Relating to the Protection of Investors · (a) Pre-Investment · (b) Post-Investment